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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2012

Feb 3, 2012

34433_dirs_2012-02-03_a2fc35e1-41a0-4617-9135-a0a982fbcf04.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-12-31

Reporting Person: MADDOX ALBERT O (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-01-21 Stock Option (Right to Buy) $6.00 A 1250 Acquired 2020-01-21 Common Stock (1250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15894 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.00 2019-01-21 Common Stock (1875) 1875 Direct

Footnotes

F1: These shares are held in the Albert Maddox and Deloise Maddox trust.

F2: This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.