BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2012

Feb 14, 2012

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-12-31

Reporting Person: Sarpong Sam (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$13.1100	2014-04-21	Common Stock (10000)	10000	Direct
Stock Option (Right to Buy)	$10.2500	2016-05-24	Common Stock (15000)	15000	Direct
Stock Option (Right to Buy)	$5.9500	2018-10-22	Common Stock (9000)	9000	Direct
Employee Stock Ownership Plan	$		Common Stock (816)	816	Direct

Footnotes

F1: These shares are held in the Company's Employee Stock Ownership Plan (ESOP). The shares become exercisable after employment with the company ceases.

F2: These shares are exercisable once employment with the company ceases.

F3: On April 21, 2004, 10,000 shares were granted from Long Term Incentive Plan with a stock price on that day of $13.1100. They will vest in five (5) equal annual installments on each following April 21. These will expire April 21, 2014.

F4: On May 24, 2006, 15,000 shares were granted from the Long Term Incentive Plan with a stock price on that day of $10.2500. They will vest in five (5) equal annual installments on each following May 24. These will expire May 24, 2016.

F5: On October 22, 2008, 15,000 shares were granted from the Long Term Incentive Plan with a stock price on that day of $5.9500. They will vest in five (5) equal annual installments on each following October 22. These will expire October 22, 2018.