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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2012
Feb 14, 2012
34433_dirs_2012-02-14_6c8218aa-12bc-46fa-b1f7-6a5b8a9d31a6.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-12-31
Reporting Person: McKesson Wilbur A (SVP/Chief Loan Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.95 | 2018-10-22 | Common Stock (40000) | 8000 | Direct |
| Employee Stock Ownership | $ | Common Stock (242) | 242 | Direct |
Footnotes
F1: On October 22, 2008 the Board of Directors granted 40,000 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $5.95 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on October 22. The options expire on October 22, 2018 or upon termination of employment.
F2: These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable.
F3: These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable.