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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2012

Feb 14, 2012

34433_dirs_2012-02-14_e6eded72-dc21-45f8-a2cd-d41572842c79.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-12-31

Reporting Person: HUDSON PAUL C (Director, Chairman and CEO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6453 Direct
Common Stock 6453 Direct
Common Stock 6192 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $6.6800 2012-07-25 Common Stock (29718) 29718 Direct
Employee Stock Ownership Plan $ Common Stock (16994) 16994 Direct

Footnotes

F1: These shares are held in a Citigroup IRA under Paul Hudson.

F2: These shares are held in a Smith Barney IRA under Paul Hudson.

F3: These shares are held directly by Paul Hudson.

F4: These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable.

F5: On July 25, 2002 the Board of Directors granted 29,718 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $6.6800 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on July 25. The options are fully exercisable on July 25, 2007 but if not exercised, expire on July 25, 2012 or upon termination of employment.