Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2012

Jul 5, 2012

34433_dirs_2012-07-05_4a51d876-1e57-498f-93be-80d14688c602.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2012-07-02

Reporting Person: MADDOX ALBERT O (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-07-02 Common Stock Purchase P 19231 $1.30 Disposed 19231 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-01-21 Stock Option (Right to Buy) $6.00 A 1250 Acquired 2020-01-21 Common Stock (1250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15894 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.00 2019-01-21 Common Stock (1875) 1875 Direct

Footnotes

F1: These shares are held in the Albert Maddox and Deloise Maddox trust.

F2: This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.

F3: On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Albert O. Maddox and Dorothy Deloise Maddox as Trustees U/D/T dated February 19, 1991.