BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2012

Jul 5, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2012-07-02

Reporting Person: ROBERTS VIRGIL P (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-07-02	Common Stock Purchase	P	15385	$1.30	Acquired	15385	Direct
2012-07-02	Common Stock Purchase	P	3846	$1.30	Acquired	3846	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2010-01-21	Stock Option (Right to Buy)	$6.00	A	1250	Acquired	2020-01-21	Common Stock (1250)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5806	Direct
Common Stock	3917	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$8.19	2012-09-19	Common Stock (1784)	1784	Direct
Stock Option (Right to Buy)	$4.00	2019-01-21	Common Stock (1875)	3659	Direct

Footnotes

F1: These are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.

F2: The Board of Directors granted this Stock Option on January 21, 2009 and it will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.

F3: These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.

F4: On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "Virgil and Brenda Roberts Defined Benefit Pension Plan."

F5: On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "IRA for the benefit of Virgil Roberts."