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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2011
Feb 3, 2011
34433_dirs_2011-02-03_c8900009-976e-4a2c-af1e-50d8622d5c57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-01-21
Reporting Person: MADDOX ALBERT O (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-21 | Stock Option (Right to Buy) | $2.47 | A | 3036 | Acquired | 2021-01-21 | Common Stock (3036) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15894 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.00 | 2020-01-21 | Common Stock (1250) | 3125 | Direct |
| Stock Option (Right to Buy) | $4.00 | 2019-01-21 | Common Stock (1875) | 1875 | Direct |
Footnotes
F1: These shares are held in the Albert Maddox and Deloise Maddox trust.
F2: This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and renews each year on January 21. It is vested upon granting.
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