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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2011

Feb 4, 2011

34433_dirs_2011-02-03_7ef32eea-1aa4-4d8c-b901-db665c77d6d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-01-21

Reporting Person: ROBERTS VIRGIL P (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-01-21 Stock Option (Right to Buy) $2.47 A 3036 Acquired 2021-01-21 Common Stock (3036) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5806 Direct
Common Stock 3917 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.19 2012-09-19 Common Stock (1784) 1784 Direct
Stock Option (Right to Buy) $6.00 2020-01-21 Common Stock (1250) 4909 Direct
Stock Option (Right to Buy) $4.00 2019-01-21 Common Stock (1875) 3659 Direct

Footnotes

F1: These are shares held in the name of Virgil P. Roberts and Brenda Roberts, spouse.

F2: The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.

F3: These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.