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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2011
Feb 10, 2011
34433_dirs_2011-02-09_8b4b3214-6fd0-44c7-a763-9a129397671e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2010-12-31
Reporting Person: Bradshaw Wayne-Kent A. (Chief Operating Officer/Pres.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-03-18 | Stock Option (Right to Buy) | $4.98 | A | 75000 | Acquired | 2019-03-18 | Common Stock (75000) | Direct |
Footnotes
F1: On March 18, 2009 the Board of Directors granted 75,000 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $4.98 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on March 18. The options are fully exercisable on March 18, 2014 but if not exercised, expire on March 18, 2019 or upon termination of employment.
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