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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2011
May 9, 2011
34433_dirs_2011-05-09_fe655681-af8c-487f-975f-9ffc20819a46.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-01-21
Reporting Person: MADDOX ALBERT O (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15894 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.00 | 2020-01-21 | Common Stock (1250) | 3125 | Direct |
| Stock Option (Right to Buy) | $4.00 | 2019-01-21 | Common Stock (1875) | 1875 | Direct |
Footnotes
F1: These shares are held in the Albert Maddox and Deloise Maddox trust.
F2: This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and renews each year on January 21. It is vested upon granting. The Board voted against granting this Stock Option Grant for January 21, 2011.
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