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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2009
Jan 23, 2009
34433_dirs_2009-01-23_e8a12413-7d71-49d9-9fa9-ee439e58d010.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2009-01-22
Reporting Person: Williams Elrick (Director, employed by a 10.5% owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-01-22 | Common stock | P | 2100 | $4.2452 | Acquired | 187022 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common stock | $ | Common stock (184922) | 187022 | Indirect |
Footnotes
F1: The reporting person is an Officer of Williams Group L.L.C. The reporting person disclaims beneficial ownership of the securites held by Williams Group Holding L.L.C., except to the extent of his pecuinary interest therein.
F2: The common stock may be exercised at any time, at the holder's election, and has no expiration date.
The purchases reported in this Form 4 were effected pusuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28,2008.
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