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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2009

Mar 27, 2009

34433_dirs_2009-03-26_e47c9711-1793-4a85-ba4d-f198d79f6791.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2009-03-26

Reporting Person: Sarpong Sam (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2008-10-22 Stock Option Plan (right to buy) $5.9500 A 15000 Acquired 2018-10-22 Common Stock (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1200 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) Holding $13.1100 2014-04-21 Common Stock (10000) 10000 Direct
Stock option (right to buy) Holding $10.2500 2016-05-24 Common Stock (15000) 15000 Direct
Stock Grant $10.2500 2016-05-24 Common Stock (1800) 1800 Direct

Footnotes

F1: The stock option grant vests in five equal annual installments beginning 10/22/2009.

F2: This expires according to the details of the 2008 Long Term Incentive Plan.

F3: Granted 10,000 options on 04/21/2004 and vests in 5 equal annual installments

F4: Granted 15,000 options on 05/24/2006 and vests in 5 equal annual installments

F5: Granted 3000 shares of stock vesting in 5 equal annual installments beginning 05/24/2016.