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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2009
Mar 27, 2009
34433_dirs_2009-03-26_e47c9711-1793-4a85-ba4d-f198d79f6791.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2009-03-26
Reporting Person: Sarpong Sam (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-22 | Stock Option Plan (right to buy) | $5.9500 | A | 15000 | Acquired | 2018-10-22 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1200 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) Holding | $13.1100 | 2014-04-21 | Common Stock (10000) | 10000 | Direct |
| Stock option (right to buy) Holding | $10.2500 | 2016-05-24 | Common Stock (15000) | 15000 | Direct |
| Stock Grant | $10.2500 | 2016-05-24 | Common Stock (1800) | 1800 | Direct |
Footnotes
F1: The stock option grant vests in five equal annual installments beginning 10/22/2009.
F2: This expires according to the details of the 2008 Long Term Incentive Plan.
F3: Granted 10,000 options on 04/21/2004 and vests in 5 equal annual installments
F4: Granted 15,000 options on 05/24/2006 and vests in 5 equal annual installments
F5: Granted 3000 shares of stock vesting in 5 equal annual installments beginning 05/24/2016.
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