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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2009
Apr 30, 2009
34433_dirs_2009-04-29_940e3e29-534f-4edf-986a-6367a57c5fc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2009-01-21
Reporting Person: MEDINA DANIEL A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-01-21 | Stock option grant (right to buy) | $4.00 | A | Acquired | 2010-01-21 | Common Stock () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1783 | Direct |
| Common Stock | 6022 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $4.34 | 2010-11-15 | Common Stock (1000) | 1000 | Direct |
Footnotes
F1: These securites are held directly in the name of Mr. Daniel Medina.
F2: These securities are held jointly with spouse.
F3: These stock options (right to buy) were granted on November 15, 2000 to vest at 20% per year for the following five years.
F4: This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
F5: This stock option grant will renew each year on January 21 until the board of Directors discontinues the renewal.
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