Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2009

Apr 30, 2009

34433_dirs_2009-04-29_940e3e29-534f-4edf-986a-6367a57c5fc3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2009-01-21

Reporting Person: MEDINA DANIEL A (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-01-21 Stock option grant (right to buy) $4.00 A Acquired 2010-01-21 Common Stock () Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1783 Direct
Common Stock 6022 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock option (right to buy) $4.34 2010-11-15 Common Stock (1000) 1000 Direct

Footnotes

F1: These securites are held directly in the name of Mr. Daniel Medina.

F2: These securities are held jointly with spouse.

F3: These stock options (right to buy) were granted on November 15, 2000 to vest at 20% per year for the following five years.

F4: This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.

F5: This stock option grant will renew each year on January 21 until the board of Directors discontinues the renewal.