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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2007
Aug 30, 2007
34433_dirs_2007-08-30_3b33d1a0-d392-48cf-98a2-bddd9072e8bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2007-08-30
Reporting Person: ROBERTS VIRGIL P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-29 | Common Stock | P | 500 | $10.38 | Acquired | 6226 | Indirect |
| 2007-08-29 | Common Stock | P | 500 | $10.50 | Acquired | 6726 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $ | Common Stock (3888) | 3888 | Indirect | |
| Common Stock | $ | Common Stock (1838) | 1838 | Direct |
Footnotes
F1: Held by Virgil and Brenda Roberts Pension Plan
F2: Held by Virgil Roberts.
F3: 1838 held by Virgil Roberts personally.
F4: The common stock may be exercised at any time, at the holder's election, and had no expiration date.
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