AI assistant
Sending…
BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2006
Dec 4, 2006
34433_dirs_2006-12-04_4728acf2-59ab-49b9-9a4f-eca236639910.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2006-04-03
Reporting Person: Harvey Frank Glenn (Director, President/COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-03 | Common Stock | A | 5000 | $10.85 | Acquired | 5000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-03 | Employee Stock Option (right to buy) | $10.85 | A | 60000 | Acquired | 2016-04-03 | Common Stock (60000) | Direct |
Footnotes
F1: Shares granted pursant to Broadway Federal Bank Performance Equity Program, vesting in five equal annual installments beginning on 4/3/2007.
F2: The option is exercisable in five equal annual installments beginning on 04/03/07.
More from BROADWAY FINANCIAL CORP \DE\
Report Publication Announcement
2026
Jun 3
Interim / Quarterly Report
2026
May 15
Regulatory Filings
2026
May 15
Major Shareholding Notification
2026
Mar 26
Director's Dealing
2026
Mar 7
Capital/Financing Update
2026
Feb 26
Regulatory Filings
2026
Feb 18
Interim / Quarterly Report
2026
Feb 13
Interim / Quarterly Report
2025
Dec 31
Interim / Quarterly Report
2025
Dec 31