Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2004

Apr 3, 2004

34433_dirs_2004-04-02_ea7ebe42-a16b-48ad-939a-5d0659000499.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2003-12-31

Reporting Person: CHAN KELLOGG (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2003-08-04 Common Stock A 88 $5.10 Acquired 21776 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $5.10 2007-09-17 Common Stock (3500) 21776 Direct
Stock Option $4.34 2010-11-15 Common Stock (600) 21776 Direct
Stock Option $4.34 2010-11-15 Common Stock (200) 21776 Direct
Stock Option $4.34 2010-11-15 Common Stock (200) 21776 Direct