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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2004
Apr 3, 2004
34433_dirs_2004-04-02_ea7ebe42-a16b-48ad-939a-5d0659000499.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2003-12-31
Reporting Person: CHAN KELLOGG (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-04 | Common Stock | A | 88 | $5.10 | Acquired | 21776 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $5.10 | 2007-09-17 | Common Stock (3500) | 21776 | Direct |
| Stock Option | $4.34 | 2010-11-15 | Common Stock (600) | 21776 | Direct |
| Stock Option | $4.34 | 2010-11-15 | Common Stock (200) | 21776 | Direct |
| Stock Option | $4.34 | 2010-11-15 | Common Stock (200) | 21776 | Direct |
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