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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2004
Apr 3, 2004
34433_dirs_2004-04-02_3397bb6a-b7a4-416c-bf3d-45b5f1db5c6f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2004-12-31
Reporting Person: JOHNSON ERIC V (Chief Retail Banking Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-04 | Common Stock | A | 320 | $6.68 | Acquired | 1760 | Direct |
| 2003-11-17 | Common Stock | A | 480 | $4.34 | Acquired | 1760 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Grant | $4.34 | 2010-11-15 | Common Stock (480) | 1760 | Direct |
| Stock Grant | $4.34 | 2010-11-15 | Common Stock (480) | 1760 | Direct |
| Stock Option | $4.34 | 2010-11-15 | Common Stock (6777) | 1760 | Direct |
| Stock Option | $4.34 | 2010-11-15 | Common Stock (2259) | 1760 | Direct |
| Stock Option | $4.34 | 2010-11-15 | Common Stock (2260) | 1760 | Direct |
| Stock Grant | $6.68 | 2012-07-25 | Common Stock (320) | 1760 | Direct |
| Stock Grant | $6.68 | 2012-07-25 | Common Stock (320) | 1760 | Direct |
| Stock Grant | $6.68 | 2012-07-25 | Common Stock (320) | 1760 | Direct |
| Stock Grant | $6.68 | 2012-07-25 | Common Stock (320) | 1760 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (5740) | 1760 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (5741) | 1760 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (5741) | 1760 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (5741) | 1760 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (5741) | 1760 | Direct |
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