AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2004

Aug 10, 2004

34433_dirs_2004-08-09_5b2a2427-ab2b-4ff3-9a10-0352b4a1dbd9.zip

Director's Dealing

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2004-08-04

Reporting Person: JOHNSON ERIC V (Chief Retail Banking Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2004-08-02	Common Stock	M	320	—	Acquired	2080	Direct
2004-08-02	Common Stock	M	2800	$4.34	Acquired	4880	Direct
2004-08-02	Common Stock	S	2800	$11.837	Acquired	2080	Direct
2004-08-04	Common Stock	M	1300	$4.34	Acquired	3380	Direct
2004-08-04	Common Stock	S	1300	$11.75	Acquired	2080	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Grant	$0	2014-11-15	Common Stock (480)	2080	Direct
Stock Grant	$0	2014-11-15	Common Stock (480)	2080	Direct
Stock Grant	$0	2015-07-25	Common Stock (320)	2080	Direct
Stock Grant	$0	2015-07-25	Common Stock (320)	2080	Direct
Stock Grant	$0	2015-07-25	Common Stock (320)	2080	Direct
Stock Option	$4.34	2014-11-15	Common Stock (2259)	2080	Direct
Stock Option	$4.34	2014-11-15	Common Stock (2260)	2080	Direct
Stock Option	$6.68	2015-07-25	Common Stock (11481)	2080	Direct
Stock Option	$6.68	2015-07-25	Common Stock (5741)	2080	Direct
Stock Option	$6.68	2015-07-25	Common Stock (5741)	2080	Direct
Stock Option	$6.68	2015-07-25	Common Stock (5741)	2080	Direct

Footnotes

F1: Amended to refelect exercise of options and subsequent sale.