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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2004
Aug 14, 2004
34433_dirs_2004-08-13_b5f42510-de2f-419c-b67c-f9166808de95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2004-08-11
Reporting Person: JOHNSON ERIC V (Chief Retail Banking Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-08-12 | Common Stock | M | 1300 | $6.68 | Acquired | 3380 | Direct |
| 2004-08-12 | Common Stock | S | 1300 | $11.50 | Acquired | 2080 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Grant | $0 | 2014-11-15 | Common Stock (480) | 2080 | Direct |
| Stock Grant | $0 | 2014-11-15 | Common Stock (480) | 2080 | Direct |
| Stock Grant | $0 | 2015-07-25 | Common Stock (320) | 2080 | Direct |
| Stock Grant | $0 | 2015-07-25 | Common Stock (320) | 2080 | Direct |
| Stock Grant | $0 | 2015-07-25 | Common Stock (320) | 2080 | Direct |
| Stock Option | $4.34 | 2014-11-15 | Common Stock (2259) | 2080 | Direct |
| Stock Option | $4.34 | 2014-11-15 | Common Stock (2260) | 2080 | Direct |
| Stock Option | $4.34 | 2015-07-25 | Common Stock (5741) | 2080 | Direct |
| Stock Option | $4.34 | 2015-07-25 | Common Stock (5741) | 2080 | Direct |
| Stock Option | $4.34 | 2015-07-25 | Common Stock (5741) | 2080 | Direct |
| Stock Option | $4.34 | 2015-07-25 | Common Stock (5741) | 2080 | Direct |
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