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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2004
Aug 16, 2004
34433_dirs_2004-08-16_95f4425e-6335-4338-a449-c9b8b6901c6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2004-08-13
Reporting Person: KANG ALVIN D (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-08-13 | Common Stock | A | 500 | $11.69 | Acquired | 5100 | Direct |
| 2004-07-25 | Common Stock | M | 1100 | — | Acquired | 6200 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Grant | $0 | 2012-07-25 | Common Stock (1100) | 6200 | Direct |
| Stock Grant | $0 | 2012-07-25 | Common Stock (1100) | 6200 | Direct |
| Stock Grant | $0 | 2012-07-25 | Common Stock (1100) | 6200 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (20000) | 6200 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (10000) | 6200 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (10000) | 6200 | Direct |
| Stock Option | $6.68 | 2012-07-25 | Common Stock (10000) | 6200 | Direct |
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