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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2003
Sep 10, 2003
34433_dirs_2003-09-09_96cc6859-f94d-4060-830e-87e676b37bb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2003-08-12
Reporting Person: KANG ALVIN D (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-12 | Common Stock | P | 500 | $11.81 | Acquired | 3500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-12 | Stock Grant | $6.68 | C | 1100 | Acquired | 2017-07-25 | Common Stock (1100) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Grant | $6.68 | 2017-07-25 | Common Stock (1100) | 3300 | Direct |
| Stock Grant | $6.68 | 2017-07-25 | Common Stock (1100) | 2200 | Direct |
| Stock Grant | $6.68 | 2017-07-25 | Common Stock (1100) | 1100 | Direct |
| Stock Grant | $6.68 | 2017-07-25 | Common Stock (1100) | 0 | Direct |
| Stock Option | $6.68 | 2017-07-25 | Common Stock (10000) | 50000 | Direct |
| Stock Option | $6.68 | 2017-07-25 | Common Stock (10000) | 50000 | Direct |
| Stock Option | $6.68 | 2017-07-25 | Common Stock (10000) | 50000 | Direct |
| Stock Option | $6.68 | 2017-07-25 | Common Stock (10000) | 50000 | Direct |
| Stock Option | $6.68 | 2017-07-25 | Common Stock (10000) | 50000 | Direct |
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