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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2021

Feb 17, 2021

30171_dirs_2021-02-17_b96f6309-164c-4ab3-8032-29eda1a40f8d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-02-12

Reporting Person: DALY RICHARD J (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-17 Common Stock G 2700.0000 $0.0000 Disposed 170178.9949 Direct
2020-12-17 Common Stock G 2700.0000 $0.0000 Acquired 2700.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-12 Stock Option (Right to Buy) $148.0700 A 4849.0000 Acquired 2031-02-12 Common Stock (4849.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20000.0000 Indirect
Common Stock 9484.0000 Indirect
Common Stock 20000.0000 Indirect
Common Stock 1985.0000 Indirect

Footnotes

F1: This transaction involved the gift of securities by Deborah Daly to The Daly Family 2020 Grandchildren's Trust, Richard Daly, Trustee, a family trust held for the benefit of the reporting person's grandchildren.

F2: Stock options vest equally over 4 years beginning February 12, 2022.