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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2021
Feb 17, 2021
30171_dirs_2021-02-17_b96f6309-164c-4ab3-8032-29eda1a40f8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-02-12
Reporting Person: DALY RICHARD J (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-17 | Common Stock | G | 2700.0000 | $0.0000 | Disposed | 170178.9949 | Direct |
| 2020-12-17 | Common Stock | G | 2700.0000 | $0.0000 | Acquired | 2700.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Stock Option (Right to Buy) | $148.0700 | A | 4849.0000 | Acquired | 2031-02-12 | Common Stock (4849.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000.0000 | Indirect |
| Common Stock | 9484.0000 | Indirect |
| Common Stock | 20000.0000 | Indirect |
| Common Stock | 1985.0000 | Indirect |
Footnotes
F1: This transaction involved the gift of securities by Deborah Daly to The Daly Family 2020 Grandchildren's Trust, Richard Daly, Trustee, a family trust held for the benefit of the reporting person's grandchildren.
F2: Stock options vest equally over 4 years beginning February 12, 2022.
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