BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2021

Apr 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-04-01

Reporting Person: Stingi Richard John (Corporate VP and CHRO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-01	Common Stock	M	340.0000	$0.0000	Acquired	3314.7990	Direct
2021-04-01	Common Stock	F	165.0000	$154.9200	Disposed	3149.7990	Direct
2021-04-01	Common Stock	F	214.0000	$154.9200	Disposed	2935.7990	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-01	FY2018 RSUs	$0.0000	M	340.0000	Disposed		Common Stock (340.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2021 340 Restricted Stock Units vested and converted into an equal number of shares of common stock.

F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 409 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2021.