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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2021
Aug 13, 2021
30171_dirs_2021-08-13_ff3ad7b3-2e5b-4bef-a190-f2ab1aadfc72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-08-13
Reporting Person: PERRY CHRISTOPHER JOHN (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-13 | Common Stock | M | 2523.0000 | $67.3200 | Acquired | 65183.5280 | Direct |
| 2021-08-13 | Common Stock | S | 2124.0000 | $175.0000 | Disposed | 63059.5280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-13 | Stock Option (Right to Buy) | $67.3200 | M | 2523.0000 | Disposed | 2027-02-10 | Common Stock (2523.0000) | Direct |
Footnotes
F1: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021.
F2: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021
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