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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2021
Aug 17, 2021
30171_dirs_2021-08-17_345719d2-29a8-4b93-ab60-f0cd91117dbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-08-16
Reporting Person: Gumbs Keir D (CVP and Chief Legal Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-16 | Restricted Stock Unit | $0.0000 | A | 12209.0000 | Acquired | Common Stock (12209.0000) | Direct | |
| 2021-08-16 | Restricted Stock Unit | $0.0000 | A | 8079.0000 | Acquired | Common Stock (8079.0000) | Direct | |
| 2021-08-16 | Restricted Stock Unit | $0.0000 | A | 4848.0000 | Acquired | Common Stock (4848.0000) | Direct |
Footnotes
F1: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022.
F2: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021.
F3: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023.