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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2021

Sep 7, 2021

30171_dirs_2021-09-07_8f86bc7c-05e9-4355-b623-27a47ec75684.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-09-02

Reporting Person: Mayadas Vijay (Corporate Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-02 Common Stock M 2083.0000 $36.9700 Acquired 25022.7560 Direct
2021-09-02 Common Stock S 1735.0000 $171.0000 Disposed 23287.7560 Direct
2021-09-03 Common Stock M 19391.0000 $36.9700 Acquired 42678.7560 Direct
2021-09-03 Common Stock M 5115.0000 $36.9700 Acquired 47793.7560 Direct
2021-09-03 Common Stock S 4261.0000 $171.0967 Disposed 43532.7560 Direct
2021-09-03 Common Stock S 16154.0000 $171.0967 Disposed 27378.7560 Direct
2021-09-07 Common Stock M 1312.0000 $36.9700 Acquired 28690.7560 Direct
2021-09-07 Common Stock S 1093.0000 $169.4201 Disposed 27597.7560 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-02 Stock Option (Right to Buy) $36.9700 M 2083.0000 Disposed 2024-02-10 Common Stock (2083.0000) Direct
2021-09-03 Stock Option (Right to Buy) $36.9700 M 5115.0000 Disposed 2024-02-10 Common Stock (5115.0000) Direct
2021-09-03 Stock Option (Right to Buy) $36.9700 M 19391.0000 Disposed 2024-02-10 Common Stock (19391.0000) Direct
2021-09-07 Stock Option (Right to Buy) $36.9700 M 1312.0000 Disposed 2024-02-10 Common Stock (1312.0000) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.00 - $171.81, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.