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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2021

Oct 5, 2021

30171_dirs_2021-10-05_5c76cd9f-7c26-4efd-9265-51f497d3911e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-10-01

Reporting Person: Tae Michael S (Corporate VP, CTO, ICS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-01 Common Stock M 4928.0000 $0.0000 Acquired 9883.0000 Direct
2021-10-01 Common Stock F 2619.0000 $166.0200 Disposed 7264.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Restricted Stock Unit $0.0000 M 4928.0000 Disposed Common Stock (4928.0000) Direct

Footnotes

F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock.