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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2021
Nov 29, 2021
30171_dirs_2021-11-29_1dcf6dac-bbfb-4b1d-84a8-f215abf676e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-11-29
Reporting Person: Mayadas Vijay (Corporate Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-29 | Common Stock | M | 7222.0000 | $50.9500 | Acquired | 34819.7560 | Direct |
| 2021-11-29 | Common Stock | M | 6299.0000 | $67.3200 | Acquired | 41118.7560 | Direct |
| 2021-11-29 | Common Stock | M | 5696.0000 | $51.9500 | Acquired | 46814.7560 | Direct |
| 2021-11-29 | Common Stock | M | 4029.0000 | $93.8800 | Acquired | 50843.7560 | Direct |
| 2021-11-29 | Common Stock | M | 3604.0000 | $98.3100 | Acquired | 54447.7560 | Direct |
| 2021-11-29 | Common Stock | M | 1986.0000 | $117.3400 | Acquired | 56433.7560 | Direct |
| 2021-11-29 | Common Stock | S | 1848.0000 | $174.0000 | Disposed | 54585.7560 | Direct |
| 2021-11-29 | Common Stock | S | 3270.0000 | $174.0000 | Disposed | 51315.7560 | Direct |
| 2021-11-29 | Common Stock | S | 3634.0000 | $174.0000 | Disposed | 47681.7560 | Direct |
| 2021-11-29 | Common Stock | S | 4845.0000 | $174.0000 | Disposed | 42836.7560 | Direct |
| 2021-11-29 | Common Stock | S | 5477.0000 | $174.0000 | Disposed | 37359.7560 | Direct |
| 2021-11-29 | Common Stock | S | 6134.0000 | $174.0000 | Disposed | 31225.7560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-29 | Stock Option (Right to Buy) | $117.3400 | M | 1986.0000 | Disposed | 2030-02-04 | Common Stock (1986.0000) | Direct |
| 2021-11-29 | Stock Option (Right to Buy) | $51.9500 | M | 5696.0000 | Disposed | 2026-02-08 | Common Stock (5696.0000) | Direct |
| 2021-11-29 | Stock Option (Right to Buy) | $50.9500 | M | 7222.0000 | Disposed | 2025-02-09 | Common Stock (7222.0000) | Direct |
| 2021-11-29 | Stock Option (Right to Buy) | $67.3200 | M | 6299.0000 | Disposed | 2027-02-10 | Common Stock (6299.0000) | Direct |
| 2021-11-29 | Stock Option (Right to Buy) | $98.3100 | M | 3604.0000 | Disposed | 2029-02-11 | Common Stock (3604.0000) | Direct |
| 2021-11-29 | Stock Option (Right to Buy) | $93.8800 | M | 4029.0000 | Disposed | 2028-02-12 | Common Stock (4029.0000) | Direct |
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