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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2021
Dec 17, 2021
30171_dirs_2021-12-17_13d77d53-345b-4212-8cba-3424e8ee1d19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2021-12-15
Reporting Person: Gumbs Keir D (CVP and Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock | M | 8079.0000 | $0.0000 | Acquired | 8079.0000 | Direct |
| 2021-12-15 | Common Stock | F | 3886.0000 | $178.0200 | Disposed | 4193.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Restricted Stock Unit | $0.0000 | M | 8079.0000 | Disposed | Common Stock (8079.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock.
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