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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2020

Jul 7, 2020

30171_dirs_2020-07-07_e7783a5c-c902-4a2c-b20b-cfec199d28ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2020-07-06

Reporting Person: Taylor Julie R. (Corporate VP and CHRO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-06 Common Stock M 3415.0000 $98.3100 Acquired 14256.3270 Direct
2020-07-06 Common Stock S 3203.0000 $130.0000 Disposed 11053.3270 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-06 Stock Option (Right to Buy) $98.3100 M 3415.0000 Disposed 2029-02-11 Common Stock (3415.0000) Direct

Footnotes

F1: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.

F2: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.