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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2020
Jul 7, 2020
30171_dirs_2020-07-07_e7783a5c-c902-4a2c-b20b-cfec199d28ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2020-07-06
Reporting Person: Taylor Julie R. (Corporate VP and CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-06 | Common Stock | M | 3415.0000 | $98.3100 | Acquired | 14256.3270 | Direct |
| 2020-07-06 | Common Stock | S | 3203.0000 | $130.0000 | Disposed | 11053.3270 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-06 | Stock Option (Right to Buy) | $98.3100 | M | 3415.0000 | Disposed | 2029-02-11 | Common Stock (3415.0000) | Direct |
Footnotes
F1: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.
F2: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.
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