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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2020

Nov 23, 2020

30171_dirs_2020-11-23_96a08c24-09a2-4ef7-ab79-b3145726ddde.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2020-11-19

Reporting Person: Markus Maura A. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-19 Common Stock A 565.0000 $0.0000 Acquired 20339.1020 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-19 Stock Option (Right to Buy) $146.6000 A 2931.0000 Acquired 2030-11-19 Common Stock (2931.0000) Direct

Footnotes

F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F2: Stock options vest immediately upon grant.