BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2018

Sep 27, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2018-09-11

Reporting Person: DALY RICHARD J (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-25	Common Stock	S	27192.0000	$134.1115	Disposed	262466.0229	Direct
2018-09-11	Common Stock	G	14039.0000	$0.0000	Acquired	19484.0000	Indirect
2018-09-25	Common Stock	S	10000.0000	$134.1115	Disposed	9484.0000	Indirect
2018-09-11	Common Stock	G	14040.0000	$0.0000	Acquired	19485.0000	Indirect
2018-09-25	Common Stock	S	10000.0000	$134.1115	Disposed	9485.0000	Indirect
2018-09-11	Common Stock	G	28079.0000	$0.0000	Disposed	0.0000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20000.0000	Indirect
Common Stock	20000.0000	Indirect

Footnotes

F1: The reported transaction is an open market sale pursuant to 10b5-1 plans adopted by the reporting person, The EED 2014 Trust and The KLD 2014 Trust adopted on June 8, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.4800 - $134.6100, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: Reflects the distribution of 20,300 shares from indirect ownership under the reporting person's 2016 grantor retained annuity trust ("The RD 2016 GRAT") to direct ownership by the reporting person as an annuity payment in accordance with the terms of the grant instrument. On September 11, 2018, The RD 2016 GRAT distributed 14,039 shares to The 2014 EED Trust and 14,040 to The 2014 KLD 2014 Trust. The RD 2016 GRAT no longer owns any shares of the Registrant's common stock.

F4: Represents the gift of securities distributed from The RD 2016 GRAT to the EED 2014 Trust, Richard Daly and Deborah Daly, Trustees, a family trust held for the benefit of the reporting person's child.

F5: Represents the gift of securities distributed from The RD 2016 GRAT to the KLD 2014 Trust, Richard Daly and Deborah Daly, Trustees, a family trust held for the benefit of the reporting person's child.

F6: Reflects the distribution of 28,079 shares from The RD 2016 GRAT to The EED 2014 Trust and The KLD 2014 Trust. The RD 2016 GRAT no longer owns any shares of the Registrant's common stock.