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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2017
Apr 5, 2017
30171_dirs_2017-04-05_e7c54ad5-2624-4b97-a2cb-d0a14ad3a0c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2017-04-03
Reporting Person: Young James M (Corporate VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Common Stock | M | 4878.0000 | — | Acquired | 29425.0000 | Direct |
| 2017-04-03 | Common Stock | F | 1800.0000 | $67.9500 | Disposed | 27625.0000 | Direct |
| 2017-04-03 | Common Stock | F | 5876.0000 | $67.9500 | Disposed | 21749.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Restricted Stock Unit | $ | M | 4878.0000 | Disposed | Common Stock (4878.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 4,878 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 13,999 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 3, 2017.
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