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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2017

Apr 5, 2017

30171_dirs_2017-04-05_0b14f8e3-399b-4fa1-af3f-0323b00348ea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2017-04-03

Reporting Person: Matlin Laura (VP, Deputy GC and CGO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-03 Common Stock M 1212.0000 $0.0000 Acquired 6772.6960 Direct
2017-04-03 Common Stock F 417.0000 $67.9500 Disposed 6355.6960 Direct
2017-04-03 Common Stock F 455.0000 $67.9500 Disposed 5900.6960 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-03 FY2014 RSUs $0.0000 M 1212.0000 Disposed Common Stock (1212.0000) Direct

Footnotes

F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,212 Restricted Stock Units vested and converted into an equal number of shares of common stock.

F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,333 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 3, 2017.