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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2017

Nov 20, 2017

30171_dirs_2017-11-20_f7a6e113-68ba-48af-b6c5-699fd067c054.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2017-11-16

Reporting Person: Tae Michael S (Corporate VP, Corp. Strategy)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $0.0000 Common Stock (4928.0000) Direct
Stock Option (Right to Buy) $81.1000 2027-10-02 Common Stock (23437.0000) Direct

Footnotes

F1: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on October 1, 2021.

F2: Stock option granted under Broadridge's 2007 Omnibus Award Plan on October 2, 2017, and will vest in full on October 1, 2021.