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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2016

Aug 12, 2016

30171_dirs_2016-08-12_decdc225-6d93-4d90-893d-63886a551d95.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2016-08-11

Reporting Person: KALENKA ROBERT F (Corporate Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-11 Common Stock M 13417.0000 $25.6700 Acquired 52447.4097 Direct
2016-08-11 Common Stock M 13417.0000 $23.5300 Acquired 65864.4097 Direct
2016-08-11 Common Stock M 13416.0000 $21.3900 Acquired 79280.4097 Direct
2016-08-11 Common Stock M 12267.0000 $16.5500 Acquired 91547.4097 Direct
2016-08-11 Common Stock S 53818.0000 $68.9551 Disposed 37729.4097 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-11 Stock Option (Right to Buy) $16.5500 M 12267.0000 Disposed 2019-02-01 Common Stock (12267.0000) Direct
2016-08-11 Stock Option (Right to Buy) $21.3900 M 13416.0000 Disposed 2020-02-08 Common Stock (13416.0000) Direct
2016-08-11 Stock Option (Right to Buy) $25.6700 M 13417.0000 Disposed 2020-02-08 Common Stock (13417.0000) Direct
2016-08-11 Stock Option (Right to Buy) $23.5300 M 13417.0000 Disposed 2020-02-08 Common Stock (13417.0000) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.56 - $69.12, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.