BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2016

Sep 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2016-09-23

Reporting Person: DALY RICHARD J (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-23	Common Stock	M	63570.0000	$25.6700	Acquired	226507.0229	Direct
2016-09-23	Common Stock	S	53914.0000	$69.0238	Disposed	172593.0229	Direct
2016-09-26	Common Stock	M	216790.0000	$24.2500	Acquired	389383.0229	Direct
2016-09-26	Common Stock	M	4260.0000	$25.6700	Acquired	393643.0229	Direct
2016-09-26	Common Stock	S	186277.0000	$69.4679	Disposed	207366.0229	Direct
2016-09-23	Common Stock	S	2372.0000	$69.1244	Disposed	5445.0000	Indirect
2016-09-23	Common Stock	S	2372.0000	$69.1244	Disposed	5445.0000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-23	Stock Option (Right to Buy)	$25.6700	M	63570.0000	Disposed	2020-02-08	Common Stock (63570.0000)	Direct
2016-09-26	Stock Option (Right to Buy)	$25.6700	M	4260.0000	Disposed	2020-02-08	Common Stock (4260.0000)	Direct
2016-09-26	Stock Option (Right to Buy)	$24.2500	M	216790.0000	Disposed	2022-02-09	Common Stock (216790.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20000.0000	Indirect
Common Stock	20000.0000	Indirect
Common Stock	73423.0000	Indirect

Footnotes

F1: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016.

F2: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.75 - $69.33, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.15 - $70.08, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 22, 2016.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.91 - $69.43, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.