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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2016

Sep 21, 2016

30171_dirs_2016-09-21_c0746453-de84-4fc5-a54f-d98e3ce99d40.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2016-09-19

Reporting Person: DALY RICHARD J (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-19 Common Stock S 51353.0000 $68.6885 Disposed 257133.0229 Direct
2016-09-20 Common Stock S 52470.0000 $68.9082 Disposed 204663.0229 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20000.0000 Indirect
Common Stock 20445.0000 Indirect
Common Stock 20000.0000 Indirect
Common Stock 20445.0000 Indirect
Common Stock 73423.0000 Indirect

Footnotes

F1: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.24 - $69.48, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.74 - $69.21, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.