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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2016

Oct 4, 2016

30171_dirs_2016-10-04_82796938-0a9f-4970-9db8-253f2f0097c9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2016-10-03

Reporting Person: Haviland Richard J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-03 Common Stock A 58.0000 $0.0000 Acquired 25421.0000 Direct

Footnotes

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.