Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2016

Jul 25, 2016

30171_dirs_2016-07-25_d7c8c965-5b4a-4a58-b29c-038eabf7364e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2015-09-30

Reporting Person: Markus Maura A. (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-30 Phantom Stock $ A 424.5709 Acquired Common Stock (424.5709) Direct

Footnotes

F1: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director.

F2: The amount of phantom shares earned was incorrectly calculated upon credit of deferred stock for fees earned in September 2015. Ms. Markus should have received an additional 108.4011 shares. This filing reflects that correction.