BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2015

Oct 8, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2015-10-06

Reporting Person: DALY RICHARD J (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-10-06	Common Stock	S	61007.0000	$56.7425	Disposed	293035.0229	Direct
2015-10-07	Common Stock	M	120300.0000	$21.3900	Acquired	413335.0229	Direct
2015-10-07	Common Stock	S	104734.0000	$56.4553	Disposed	308601.0229	Direct
2015-10-08	Common Stock	M	6200.0000	$21.3900	Acquired	314801.0229	Direct
2015-10-08	Common Stock	S	5181.0000	$56.1688	Disposed	309620.0229	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-10-07	Stock Option (Right to Buy)	$21.3900	M	120300.0000	Disposed	2020-02-08	Common Stock (120300.0000)	Direct
2015-10-08	Stock Option (Right to Buy)	$21.3900	M	6200.0000	Disposed	2020-02-08	Common Stock (6200.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20000.0000	Indirect
Common Stock	20000.0000	Indirect
Common Stock	77990.0000	Indirect

Footnotes

F1: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on September 3, 2015.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.46 - $57.29, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: The reported transaction is a stock option exercise and an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on September 3, 2015.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.23 - $56.99, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 - $56.44, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.