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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2015
Nov 23, 2015
30171_dirs_2015-11-23_836bf3a4-ad5a-41d1-bcce-2bb530c08127.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2015-11-12
Reporting Person: Mayadas Vijay (VP, Strategy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4609.7560 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| FY2013 RSUs | $0.0000 | Common Stock (1647.0000) | Direct | ||
| FY2014 RSUs | $0.0000 | Common Stock (1696.0000) | Direct | ||
| FY2015 RSUs | $0.0000 | Common Stock (1284.0000) | Direct | ||
| Stock Option (Right to Buy) | $26.0000 | 2023-05-09 | Common Stock (74412.0000) | Direct | |
| Stock Option (Right to Buy) | $36.9700 | 2024-02-10 | Common Stock (7198.0000) | Direct | |
| Stock Option (Right to Buy) | $36.9700 | 2024-02-10 | Common Stock (20703.0000) | Direct | |
| Stock Option (Right to Buy) | $50.9500 | 2025-02-09 | Common Stock (7222.0000) | Direct |
Footnotes
F1: Amount includes 2,305 Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represents a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2016.
F2: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2016.
F3: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2017.
F4: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2018.
F5: Stock option granted under Broadridge's 2007 Omnibus Award Plan on May 9, 2013, vesting equally over 4 years beginning May 9, 2014 of which 37,206 are currently exercisable.
F6: Stock option granted under Broadridge's 2007 Omnibus Award Plan on February 10, 2014, vesting equally over 4 years beginning February 10, 2015 of which 1,799 are currently exercisable.
F7: Special stock option granted under Broadridge's 2007 Omnibus Award Plan on February 10, 2014, that will vest on the fourth anniversary of the date of the grant.
F8: Stock option granted under Broadridge's 2007 Omnibus Award Plan on February 9, 2015, vesting equally over 4 years beginning February 9, 2016.