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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2015
Oct 6, 2015
30171_dirs_2015-10-06_04478610-c2e1-4b5c-9662-781540a4c42c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2015-08-06
Reporting Person: DALY RICHARD J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-06 | Common Stock | A | 69192.0000 | $0.0000 | Acquired | 471832.0229 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 77990.0000 | Indirect |
Footnotes
F1: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2016.
F2: Includes 46,917 shares previously held in the reporting person's grantor retained annuity trust ("GRAT") which were distributed to the reporting person as an annuity payment.