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BROADRIDGE FINANCIAL SOLUTIONS, INC. Director's Dealing 2014

Nov 14, 2014

30171_dirs_2014-11-14_eeab9223-d336-4a22-9f91-77c9c56ef863.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2014-11-13

Reporting Person: PERRY CHRISTOPHER JOHN (Corporate SVP)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-13 Restricted Stock Unit $0.0000 A 31256.0000 Acquired Common Stock (31256.0000) Direct
2014-11-13 Stock Option (Right to Buy) $45.0900 A 62111.0000 Acquired 2024-11-13 Common Stock (62111.0000) Direct

Footnotes

F1: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge Common stock as follows: 16,830 shares will vest on April 1, 2016 and 14,426 shares will vest on April 1, 2017.

F2: Stock options vest immediately upon grant.