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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2014
Nov 14, 2014
30171_dirs_2014-11-14_eeab9223-d336-4a22-9f91-77c9c56ef863.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2014-11-13
Reporting Person: PERRY CHRISTOPHER JOHN (Corporate SVP)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-13 | Restricted Stock Unit | $0.0000 | A | 31256.0000 | Acquired | Common Stock (31256.0000) | Direct | |
| 2014-11-13 | Stock Option (Right to Buy) | $45.0900 | A | 62111.0000 | Acquired | 2024-11-13 | Common Stock (62111.0000) | Direct |
Footnotes
F1: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge Common stock as follows: 16,830 shares will vest on April 1, 2016 and 14,426 shares will vest on April 1, 2017.
F2: Stock options vest immediately upon grant.
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