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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2014
Sep 4, 2014
30171_dirs_2014-09-04_f65958fc-a9e6-45da-ad4b-28a67bc8336a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2014-04-04
Reporting Person: Dampeer Lyell (Corporate Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-04 | Common Stock | M | 3153.0000 | $0.0000 | Acquired | 10125.8820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-04 | FY2012 RSUs | $0.0000 | M | 3153.0000 | Disposed | Common Stock (3153.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 4, 2014 3,153 Restricted Stock Units vested and converted into an equal number of shares of common stock.
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