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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2014
Aug 13, 2014
30171_dirs_2014-08-13_9b32e26b-b23a-4ead-8fde-a538b5bbe907.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2014-08-11
Reporting Person: Young James M (Corporate VP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-11 | Restricted Stock Unit | $ | A | 14634.0000 | Acquired | Common Stock (14634.0000) | Direct | |
| 2014-08-11 | Stock Option (Right to Buy) | $40.6700 | A | 26260.0000 | Acquired | 2024-08-11 | Common Stock (26260.0000) | Direct |
Footnotes
F1: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock equally over 3 years beginning on April 1, 2015.
F2: Stock options vest immediately upon grant.
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