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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2012
Sep 24, 2012
30171_dirs_2012-09-24_97f1f006-3aa9-4cc5-9a53-c3ce3c79e7d3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2012-09-14
Reporting Person: Dampeer Lyell (Corporate Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3055.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| FY2011 RSUs | $0.0000 | Common Stock (3669.0000) | Direct | ||
| FY2012 RSUs | $0.0000 | Common Stock (3153.0000) | Direct | ||
| Stock Option (Right to Buy) | $13.7900 | 2019-02-02 | Common Stock (2920.0000) | Direct | |
| Stock Option (Right to Buy) | $19.1900 | 2017-01-25 | Common Stock (1376.0000) | Direct | |
| Stock Option (Right to Buy) | $21.3900 | 2020-02-08 | Common Stock (10700.0000) | Direct | |
| Stock Option (Right to Buy) | $21.8700 | 2018-02-03 | Common Stock (5600.0000) | Direct | |
| Stock Option (Right to Buy) | $22.3900 | 2021-02-10 | Common Stock (11356.0000) | Direct | |
| Stock Option (Right to Buy) | $24.2500 | 2022-02-09 | Common Stock (12935.0000) | Direct |
Footnotes
F1: Amount includes 2,568 Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The 2,568 Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2013.
F2: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2013.
F3: Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2014.
F4: Stock option grant originally totaling 7,300 shares vesting equally over five years beginning February 2, 2010, of which 2,920 shares remain outstanding and none of which have become exercisble.
F5: Stock option grant originally totaling 6,879 shares vesting equally over five years beginning April 1, 2008, of which 1,376 remain outstanding and are currently exercisable.
F6: Stock option grant totaling 10,700 shares vesting equally over five years beginning February 8, 2011, of which 10,700 shares remain outstanding and 4,280 shares are currently exercisable.
F7: Stock option grant totaling 5,600 shares vesting equally over five years beginning February 4, 2009, of which 5,600 shares remain outstanding and 4,480 shares are currently exercisable.
F8: Stock option grant totaling 11,356 shares vesting equally over five years beginning February 10, 2012, of which 11,356 shares remain outstanding and 2,271 are currently exercisable.
F9: Stock option grant totaling 12,935 shares vesting equally over four years beginning February 9, 2013.