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BROADRIDGE FINANCIAL SOLUTIONS, INC. — Director's Dealing 2012
May 14, 2012
30171_dirs_2012-05-14_53373bf1-4386-4e1f-b08f-d96a2542ba0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)
CIK: 0001383312
Period of Report: 2012-05-10
Reporting Person: PERNA THOMAS J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-10 | Common Stock | A | 2202.0000 | $0.0000 | Acquired | 9285.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-10 | Stock Option (Right to Buy) | $21.2900 | A | 9982.0000 | Acquired | 2022-05-10 | Common Stock (9982.0000) | Direct |
Footnotes
F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
F2: Stock options vest immediately upon grant.
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