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Broadcom Inc. Director's Dealing 2025

Sep 19, 2025

29739_dirs_2025-09-18_b6a9c064-d770-4b6f-9f97-64f06fdbb30f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2025-09-16

Reporting Person: Kawwas Charlie B (President, Semi Solutions Grp)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-09-16 Common Stock, $0.001 par value S 104 $357.412 Disposed 31588 Direct
2025-09-16 Common Stock, $0.001 par value S 369 $358.565 Disposed 31219 Direct
2025-09-16 Common Stock, $0.001 par value S 588 $359.735 Disposed 30631 Direct
2025-09-16 Common Stock, $0.001 par value S 849 $360.519 Disposed 29782 Direct
2025-09-16 Common Stock, $0.001 par value S 315 $361.653 Disposed 29467 Direct
2025-09-16 Common Stock, $0.001 par value S 189 $362.874 Disposed 29278 Direct
2025-09-16 Common Stock, $0.001 par value S 54 $364.25 Disposed 29224 Direct
2025-09-16 Common Stock, $0.001 par value S 36 $365.325 Disposed 29188 Direct
2025-09-17 Common Stock, $0.001 par value S 419 $343.926 Disposed 28769 Direct
2025-09-17 Common Stock, $0.001 par value S 997 $345.292 Disposed 27772 Direct
2025-09-17 Common Stock, $0.001 par value S 505 $346.494 Disposed 27267 Direct
2025-09-17 Common Stock, $0.001 par value S 609 $347.498 Disposed 26658 Direct
2025-09-17 Common Stock, $0.001 par value S 480 $349.043 Disposed 26178 Direct
2025-09-17 Common Stock, $0.001 par value S 345 $350.177 Disposed 25833 Direct
2025-09-17 Common Stock, $0.001 par value S 145 $352.071 Disposed 25688 Direct
2025-09-17 Common Stock, $0.001 par value S 177 $353.382 Disposed 25511 Direct
2025-09-17 Common Stock, $0.001 par value S 72 $354.977 Disposed 25439 Direct
2025-09-17 Common Stock, $0.001 par value S 75 $357.64 Disposed 25364 Direct
2025-09-17 Common Stock, $0.001 par value S 69 $358.69 Disposed 25295 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.001 par value 789784 Indirect
Common Stock, $0.001 par value 700 Indirect
Common Stock, $0.001 par value 700 Indirect
Common Stock, $0.001 par value 700 Indirect
Common Stock, $0.001 par value 700 Indirect

Footnotes

F1: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards.

F2: Transaction executed in multiple trades at prices ranging from $357.09 to $357.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: Includes 12,500 RSUs.

F4: Transaction executed in multiple trades at prices ranging from $358.11 to $358.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: Transaction executed in multiple trades at prices ranging from $359.20 to $360.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F6: Transaction executed in multiple trades at prices ranging from $360.21 to $360.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F7: Transaction executed in multiple trades at prices ranging from $361.33 to $361.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F8: Transaction executed in multiple trades at prices ranging from $362.50 to $363.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F9: Transaction executed in multiple trades at prices ranging from $343.40 to $344.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F10: Transaction executed in multiple trades at prices ranging from $344.86 to $345.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F11: Transaction executed in multiple trades at prices ranging from $345.91 to $346.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F12: Transaction executed in multiple trades at prices ranging from $347.12 to $347.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F13: Transaction executed in multiple trades at prices ranging from $348.50 to $349.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F14: Transaction executed in multiple trades at prices ranging from $349.85 to $350.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F15: Transaction executed in multiple trades at prices ranging from $351.83 to $352.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F16: Transaction executed in multiple trades at prices ranging from $353.02 to $353.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F17: Transaction executed in multiple trades at prices ranging from $354.80 to $355.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F18: Transaction executed in multiple trades at prices ranging from $357.20 to $357.99 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F19: Transaction executed in multiple trades at prices ranging from $358.26 to $359.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.