Broadcom Inc. — Director's Dealing 2024

Mar 22, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2024-03-21

Reporting Person: Hao Kenneth (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-21	Common Stock, $0.001 par value	S	1605	$1386.76	Disposed	7555	Indirect
2024-03-21	Common Stock, $0.001 par value	S	1607	$1387.67	Disposed	5948	Indirect
2024-03-21	Common Stock, $0.001 par value	S	5462	$1388.58	Disposed	486	Indirect
2024-03-21	Common Stock, $0.001 par value	S	486	$1389.20	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value	106600	Indirect
Common Stock, $0.001 par value	5392	Indirect
Common Stock, $0.001 par value	45	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,386.08 to $1,387.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,387.11 to $1,388.1018, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,388.12 to $1,389.0526, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,389.12 to $1,389.2708, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

F6: Reflects certain transfers between investment vehicles beneficially owned by Mr. Hao and his family, which transfers were exempt from reporting under Rule 16a-13 of the Exchange Act.